About the Role Our client is a well-established investment management business seeking a Senior Risk & Compliance Specialist to join its growing team. Reporting to the Head of Risk & Compliance, this role offers broad exposure across compliance, risk management, governance, AML/CTF, regulatory change, and stakeholder engagement.
This is an excellent opportunity for a hands-on risk and compliance professional who enjoys partnering with the business, influencing stakeholders, and helping strengthen frameworks within a dynamic financial services environment.
Key Responsibilities - Support the ongoing management of risk and compliance frameworks.
- Conduct compliance monitoring and control testing.
- Manage AML/CTF obligations, customer due diligence, and regulatory requirements.
- Assist with incident, breach, and complaint management activities.
- Monitor regulatory developments and provide practical compliance advice.
- Prepare risk and compliance reporting for leadership and governance committees.
- Maintain risk registers and support risk assessment activities.
- Contribute to policy reviews, training initiatives, and governance processes.
- Partner with stakeholders across the business to drive risk and compliance outcomes.
Key Requirements - 5+ years' experience in risk, compliance, governance, or financial crime within financial services.
- Exposure to funds management, investment management, private credit, superannuation, wealth management, or banking.
- Strong understanding of regulatory compliance and risk management frameworks.
- Experience with AML/CTF obligations and compliance monitoring programs.
- Ability to interpret regulation and provide practical, commercial advice.
- Strong communication and stakeholder management skills.
- Experience preparing management or board-level reporting is advantageous.
If you are interested in this role, apply with your CV now or contact Sean at
[email protected] #SCR-sean-keogh